NEAL P. RICHARD

Principal & COO

nrichard@richardbrothersfinancial.com
207-879-2352

Neal is the COO of the firm’s internal operations and wealth management team. He oversees the firm’s finances and operations, and serves as the lead advisor for the firm’s key account relationships, with a focus on providing wealth management solutions to business owners and corporate executives.

Neal is a graduate of the UNH Whittemore School of Business with a B.S. in Business Administration. Involved in the banking and financial services industry for over 20 years, Neal has also held senior positions at State Street Bank and Trust of Boston in the mutual funds global custody group.

Neal is a Principal of Financial Operations and Registered Representative with the Financial Industry Regulatory Authority and an Investment Advisor Representative. Also, Neal has a Maine insurance license. In addition, he is an active participant and voice in several leading industry forums and firm benchmarking studies.

During his personal time he enjoys spending time with his family, boating, skiing, traveling, golfing and fitness.